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News & Updates

April 18, 2007
SEC Staff Announces Availability of Anti-Money Laundering Compliance Tool

By: Securities and Exchange Commission

Washington, D.C., April 16, 2007 - The Securities and Exchange Commission's staff today announced the availability of a new compliance tool to assist anti-money laundering (AML) compliance efforts by broker-dealers. The "AML...


April 18, 2007
PR Newswire to Acquire Fastest Growing EDGAR filing firm, Vintage Filings, LLC

By: PR Newswire

Combination to satisfy growing demand for seamless coordination of press release distribution and regulatory filings


April 12, 2007
Amnesty International Seeks Sec Investigation Of Dow Chemical

By: Amnesty International USA

In Bhopal Case, Dow’s India Investing Problem and Extralegal Maneuvering Revealed in Newly Uncovered Letters


April 5, 2007
CPA Report Faults S&P 100 Companies For Weak Regulation Of Political Spending, Proposes Strong Model Code To Protect Companies And Shareholders

By: Center for Political Accountability

Washington, D.C. - April 2, 2007. Faulting S&P 100 companies for weak regulation of their political spending, a report released today by the Center for Political Accountability (CPA) called for the adoption of a strong 11-point...


April 4, 2007
Gaining Momentum: Number Of Companies Adopting Political Disclosure Hits 31

By: Center for Political Accountability

Washington, D.C. - April 4, 2007. Shareholder activists announced today that 12 new companies have adopted political disclosure and accountability policies, boosting the number to 31. This represents a 63% jump in the past two...


March 26, 2007
Audit Integrity Top 100: Public Companies Earning Trust and Returns

By: Audit Integrity

Audit Integrity, Experts on Corporate Risk, Salutes Top 100 Firms for Excellence in Accounting & Governance; In scandal-ridden 2006, the Audit Integrity Top 100 shone in financial controls and market performance


March 16, 2007
Angola: Attorney General Grants Dr Wykes appeal to leave the country

By: Global Witness

Yesterday Dr Sarah Wykes was officially notified that her appeal to leave the country has been granted by the Attorney General on the condition that she returns to Angola if the judicial authorities request it. She should now be...


March 15, 2007
SEC Settles With Former Raytheon Officers for Improper Disclosure and Accounting Practices

By: SEC

Former CFO, Controller, and Subsidiary CFO Agree to Pay Over $1.5 Million in Disgorgement and Penalties


March 13, 2007
Internet News Site Unlawfully Releases Anonymous Poster's Identity to Public

By: Public Citizen

The rapid growth of the Internet provides an opportunity for citizens to discuss and comment on their government, the corporations that have an increasing role in their economic security, and the unions that represent their labor...


March 5, 2007
MSRB Notice 2007-10: Request for Comment on Proposed Rule Changes to Improve Transaction Reporting of New Issue Municipal Securities

By: Municipal Securities Rulemaking Board

The MSRB is requesting comment on proposed rule changes to improve the trade reporting and price transparency of transactions effected in new issues of municipal securities. The proposed rule changes include draft amendments to


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