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News & Updates
January 12, 2011 Archbishop of Wales calls for ethical business codeSource: BBC News
The Archbishop of Wales will support calls for an ethical business code when he talks to firms in Wales later. Dr Barry Morgan will suggest that practices could be improved if executives signed an oath similar to that adhered to...
Source: Securities and Exchange Commission
Washington, D.C. — The Securities and Exchange Commission has charged Charles Schwab Investment Management (CSIM) and Charles Schwab & Co., Inc. (CS&Co.) with making misleading statements regarding the Schwab YieldPlus Fund and...
January 11, 2011 One more business school turns to ethics and sustainability studiesSource: International Business Times
In what marks a growing trend among business schools in the aftermath of a crop of corporate scandals and collapses topped by the financial crisis of 2008-09, the College of Business at the San Francisco State University has...
January 11, 2011 SEC Charges New York Hedge Fund and Wall Street Professionals in Galleon-Related Enforcement ActionSource: Securities and Exchange Commission
The Securities and Exchange Commission has charged additional individuals and entities in its SEC v. Galleon insider trading case, including a New York hedge fund advisory firm, its hedge fund manager, an analyst at the hedge...
January 10, 2011 The Gulf's Oil Spill: Bacteria Cleaned Up the PollutionSource: Time Magazine Blog
As far as potential science experiments go, a massive oil spill resulting in severe environmental and economic damage isn't anyone's idea of a good field test. But while the more than 4 million barrels of oil spilled into the...
Alexei Koval, accused of conspiring with former UBS AG investment banker Igor Poteroba to make almost $1 million in an insider-trading scheme, pleaded guilty to securities fraud in Manhattan federal court.
January 10, 2011 French Investigating Suspected China Connection to Renault Spy CaseSource: NY Times
PARIS — The French government is investigating possible Chinese involvement in a suspected case of industrial espionage related to electric cars at the automaker Renault, a lawmaker from President Nicolas Sarkozy’s party said...
January 7, 2011 SEC probes California over Calpers: reportSource: Reuters
The U.S. securities regulator is examining whether the state of California violated securities laws by failing to disclose the risks attached to its public pension fund, the New York Times reported, citing a person with knowledge...
January 4, 2011 Feds eyeing Madoff kinSource: NY Post
Prosecutors are still looking to charge Bernard Madoff's wife, Ruth, and other relatives, according to court papers filed yesterday by the Ponzi king's former director of operations
December 31, 2010 Rattner Will Pay $10 Million to Settle Cuomo ProbeSource: Bloomberg
Steven Rattner, a co-founder of the private-equity firm Quadrangle Group LLC, will pay $10 million to settle kickback allegations involving New York’s pension fund, less than half of the $26 million state Attorney General Andrew...
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